Client Focused Reforms

Client Focused Reforms

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The course Client Focused Reforms covers the client focused reforms recently introduced by the Canadian Securities Administrators (CSA). In the course, we cover a number of topics which include the specific rules that relate to client reforms and the amendments proposed by the CSA and the potential impact they will have on the markets.

In order to receive CE credits, you will need to receive a mark of 8 out of 12 or higher on the final quiz. This course qualifies for the following continuing education (CE) credits:

Governing Body Credit Hours Category
CSF 4.0 Compliance / Conformité
FP Canada 3.5 Financial Planning
IAFE - The Institute 3.5 1 credit hour is ethics related
IIROC (Cycle 9) 3.5 Compliance 
IQPF 2.0 SC / NP
MFDA 3.5 Business Conduct - Other