Conflicts of Interest

Conflicts of Interest

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Our Conflicts of Interest course deals with the difficult decisions faced by professionals in the financial industry. We cover IIROC's guidance for managing these conflicts, the stance of regulators, and consider various ways to avoid and/or manage conflicts of interest.  

In order to receive CE credits, you will need to receive a mark of 5 out of 8 or higher on the final quiz. This course qualifies for the following continuing education (CE) credits: 

IIROC Cycle 8: Compliance Category, 2.5 hours.