The course Plain Language Rule Book covers the changes introduced by IIROC and how they impact professionals in the financial services industry. The course covers a variety of topics which include an introduction and general understanding of the plain language rule book, and the rules that specifically impact dealer members, individuals, businesses, clients, and markets.
In order to receive CE credits, you will need to receive a mark of 8 out of 12 or higher on the final quiz. This course qualifies for the following continuing education (CE) credits:
|Governing Body||Credit Hours||Category|
|FP Canada||2 & 2 (4 in total)||Financial Planning & Professional Responsibility|
|IIROC (Cycle 9)||4||Compliance|