CIRO Ethics Course
Stay compliant. Build trust. Elevate your professional standard.
Launched for the 2026-2027 CE cycle, the “CIRO Ethics Course” is a continuing education course designed for licensed investment advisors who want to master the ethics, rules, and compliance that govern their practice.
You will learn how to apply CIRO Rule 3200 (Parts A and B) and Rule 2600 licensing requirements, understand the difference between National Instruments, Multilateral Instruments, National Policies, and CIRO Rules, and handle real-world scenarios with confidence.
By using a real-life case study, this course will sharpen your ability to comply with know-your-client obligations, account opening and updating procedures, supervisory requirements, and professional conduct expectations.
To receive continuing education (CE) credits for this course, you need to obtain a mark of 5 out of 8 or higher on the quiz. This course qualifies for the following CE credits:
| Governing Body | Credit Hours | Category |
|---|---|---|
| CSF | pending | |
| FP Canada | pending | |
| IAFE - The Institute | pending | |
| IDD- CIRO | pending | |
| Institut de Pl. Fin. | pending | |
| MFD-CIRO | pending |
More information about continuing education requirements is available here.