Portfolio Management Compliance
The continuing education (CE) course "Portfolio Management Compliance" covers the topics that prospective discretionary portfolio managers must be familiar with. This includes relevant educational and work experience, the regulations that must be followed, and potential consequences.
To receive continuing education (CE) credits, you need to receive a mark of 6 out of 10 or higher on the final quiz. This course qualifies for the following CE credit hours:
| Governing Body | Credit Hours | Category |
|---|---|---|
| CSF | 3.0 | Compliance / Conformité |
| FP Canada | 3.0 | Financial Planning |
| IAFE - The Institute | 3.0 | 1 credit hour is related to ethics |
| IDD (CIRO) | 3.0 | Compliance |
| Institut de Pl. Fin. | 3.0 | SC / NP |
| MFD (CIRO) | 3.0 | Business Conduct - Other |
This course may also qualify for CPA credit hours. More information about continuing education requirements is available here.
Portfolio Management Compliance
Prix de vente$44.95
Prix normal (/)